AFSL compliance as easy as 6clicks

70 standard controls covering over 110 responsibilities divided into 15 different control domains and linked to applicable sections of the Corporations Act 2001, Anti Money Laundering and Counter-Terrorism Financing Act 2006 and Anti‑Money Laundering and Counter‑Terrorism Financing Rules Instrument 2007, and Privacy Act 1988.

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Our AFSL control set is included as part of our Risk & Compliance license

70 Standard Controls

Obligations have been linked to procedures and processes needed to regulate, guide, and ensure compliance with licence requirement.

Fully Customizable

Procedures, processes, impacted regulations, responsibilities, tasks and frequencies associated with each control are fully customizable.

Integrated Risk Capability

Controls can be linked to compliance risks in risk library, assessments completed and reported to board and senior management.

Powered by AI

6clicks AI Hailey will inform controls owners once linked regulations have changed and activities may potentially need updating.  

Control Attestation

Control owners will be reminded to attest to the performance of the responsibilities based on the frequency agreed.

Control Monitoring

Control effectiveness monitoring can be completed by linking controls to test questionnaires and then collecting supporting evidence.  

Want a sneak peek?

Check out the video below

Control set recording

 

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