AFSL compliance as easy as 6clicks
70 standard controls covering over 110 responsibilities divided into 15 different control domains and linked to applicable sections of the Corporations Act 2001, Anti Money Laundering and Counter-Terrorism Financing Act 2006 and Anti‑Money Laundering and Counter‑Terrorism Financing Rules Instrument 2007, and Privacy Act 1988.
70 Standard Controls
Obligations have been linked to procedures and processes needed to regulate, guide, and ensure compliance with licence requirement.
Procedures, processes, impacted regulations, responsibilities, tasks and frequencies associated with each control are fully customizable.
Integrated Risk Capability
Controls can be linked to compliance risks in risk library, assessments completed and reported to board and senior management.
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6clicks AI Hailey will inform controls owners once linked regulations have changed and activities may potentially need updating.
Control owners will be reminded to attest to the performance of the responsibilities based on the frequency agreed.
Control effectiveness monitoring can be completed by linking controls to test questionnaires and then collecting supporting evidence.
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